COMPLIANCE RISK GROUP has become a trusted advisor of various financial institutions from broker dealers to commercial banks. Our seasoned consultants build strong Compliance programs which exemplify fundamental elements and meet regulatory needs.
OUR CLIENTS
- Commercial Banks
- Credit Unions
- Stock Brokerage Firms
- Asset Management Firms
- Insurance Companies
- Finance Companies
- Retailers
GENERAL SERVICES
- Policies and Procedures
- Risk Assessment
- Compliance Testing
- Committee and Board Reporting
- Regulatory Reporting
- Regulatory Liaison
- Advisory
- Outsourced Chief Compliance Officer Services
To request a proposal, email regulatorycompliance@complianceriskgroup.com.
